SEC Form 4 · accession 0000914190-15-000031
ARTS WAY MANUFACTURING CO INC · ARTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carrie L Majeski
Officer — President and CEO
Period of report
Feb 13, 2015
Accepted (ET)
Feb 13, 2015 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007623
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 13, 2015 | A | 4,000 | $0.00 | A | 10,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $10.57 | holding | — | — | — | — | Oct 1, 2017 | Common Stock | 16,000 | 16,000 | D |
| Stock Option (Right to Buy)F3 | $13.38 | holding | — | — | — | — | Feb 1, 2018 | Common Stock | 12,000 | 12,000 | D |
| Stock Option (Right to Buy)F3 | $5.01 | holding | — | — | — | — | Aug 6, 2020 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Represents 4,000 shares of restricted stock, the restrictions on which will lapse in 1,000 share increments annually beginning on February 13, 2015.
- F2Includes (i) 1,500 shares of restricted stock for which risks of forfeiture lapse annually in increments of 500 shares on March 1, 2015 through March 1, 2017; and (ii) 4,000 shares of restricted stock for which risks of forfeiture lapse annually in increments of 1,000 shares on February 13, 2015 through February 13, 2018.
- F3Fully exercisable.