SEC Form 4 · accession 0000950103-15-008695
CITIZENS FINANCIAL GROUP INC/RI · CFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
ROYAL BANK OF SCOTLAND PLC
10% Owner
ROYAL BANK OF SCOTLAND GROUP PLC
10% Owner
RBSG International Holdings Ltd.
10% Owner
Period of report
Nov 3, 2015
Accepted (ET)
Nov 4, 2015 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000759944
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 3, 2015 | S | 110,461,782 | $23.38 | D | 0 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amount reflects the number of shares of common stock of the Issuer ("Common Stock") sold by RBSG International Holdings Limited in connection with the Issuer's registered follow-on offering (the "Follow-on Offering"), which closed on November 3, 2015. The material terms of the Follow-on Offering are described in the prospectus supplement dated October 29, 2015, filed by the Issuer with the U.S. Securities and Exchange Commission on November 2, 2015.
- F2This amount represents the $23.38 per share price of Common Stock received by RBSG International Holdings Limited in connection with the Follow-on Offering.
- F3Following the sale of 110,461,782 shares of Common Stock in the Follow-on Offering, RBSG International Holdings Limited, a wholly owned subsidiary of The Royal Bank of Scotland Group plc, has fully exited its stake in the Issuer's Common Stock.