SEC Form 4 · accession 0000759944-17-000015
CITIZENS FINANCIAL GROUP INC/RI · CFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen T. Gannon
Officer — General Counsel
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000759944
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2017 | A | 10,608 | $0.00 | A | 57,319 | D | |
| Common Stock | Mar 1, 2017 | F | 1,857 | $37.37 | D | 55,462 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.