SEC Form 5 · accession 0000759944-17-000002
CITIZENS FINANCIAL GROUP INC/RI · CFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric W. Aboaf
Officer — Chief Financial Officer
Period of report
Dec 31, 2016
Accepted (ET)
Jan 10, 2017 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000759944
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 20, 2016 | F | 12,463 | $22.23 | D | 22,004 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects disposition of shares to cover tax liability not previously reported on Form 4
- F2Reflects forfeiture of equity-based awards granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan following termination of employement