SEC Form 4 · accession 0000759944-16-000146
CITIZENS FINANCIAL GROUP INC/RI · CFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J. Bowerman
Officer — Vice Chair, Business Services
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000759944
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 3, 2016 | A | 17,812 | $24.60 | A | 108,920 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This reflects shares of common stock of the Company, par value $0.01, which have been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.