SEC Form 4 · accession 0000759944-16-000139
CITIZENS FINANCIAL GROUP INC/RI · CFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy L. Shanik
Officer — Chief Risk Officer
Period of report
May 23, 2016
Accepted (ET)
May 24, 2016 · 1:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000759944
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 23, 2016 | A | 16,579 | $0.00 | A | 136,678 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.