SEC Form 4 · accession 0001437749-15-022789
QUALSTAR CORP · QBAK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owners
BKF CAPITAL GROUP INC
10% Owner
Steven N Bronson
Officer — CEO and President · Director · 10% Owner
BKF Asset Holdings, Inc.
10% Owner
Period of report
Dec 22, 2015
Accepted (ET)
Dec 24, 2015 · 1:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000758938
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 22, 2015 | P | 47,010 | $0.6291 | A | 3,200,585 | D | |
| Common StockF1,F3 | Dec 23, 2015 | P | 5,860 | $0.6642 | A | 3,206,445 | D | |
| Common StockF1,F4 | Dec 24, 2015 | P | 134,396 | $0.6738 | A | 3,340,841 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of Qualstar Corporation (Qualstar) were purchased by BKF Asset Holdings, Inc. (BKF Holdings) in open market transactions. BKF Holdings is a wholly owned subsidiary of BKF Capital Group, Inc. (BKF Capital).
- F2BKF Capital may be deemed the beneficial owner of 3,142,885 shares of Qualstar, consisting of 1,500,000 shares owned directly by BKF Capital, and an additional 1,642,885 shares owned through BKF Holdings. Steven N. Bronson, as the Chairman, CEO and majority shareholder of BKF Capital, may be deemed to be the beneficial owner of the shares of Qualstar held by BKF Capital. Mr. Bronson is the owner of an additional 57,700 shares of Qualstar.
- F3BKF Capital may be deemed the beneficial owner of 3,148,745 shares of Qualstar, consisting of 1,500,000 shares owned directly by BKF Capital, and an additional 1,648,745 shares owned through BKF Holdings. Steven N. Bronson, as the Chairman, CEO and majority shareholder of BKF Capital, may be deemed to be the beneficial owner of the shares of Qualstar held by BKF Capital. Mr. Bronson is the owner of an additional 57,700 shares of Qualstar.
- F4BKF Capital may be deemed the beneficial owner of 3,283,141 shares of Qualstar, consisting of 1,500,000 shares owned directly by BKF Capital, and an additional 1,783,141 shares owned through BKF Holdings. Steven N. Bronson, as the Chairman, CEO and majority shareholder of BKF Capital, may be deemed to be the beneficial owner of the shares of Qualstar held by BKF Capital. Mr. Bronson is the owner of an additional 57,700 shares of Qualstar.