SEC Form 4 · accession 0001127602-15-025614
PALL CORP · PLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Angelina Rouse
Officer — Corporate Controller & CAO
Period of report
Aug 19, 2015
Accepted (ET)
Aug 21, 2015 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075829
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Bonus UnitsF2,F1,F3,F4 | — | Aug 19, 2015 | A | 4,035 | A | Aug 19, 2015 | — | Common Stock | 4,035 | 4,035 | D |
Explanation of responses
- F1Represents restricted units i) acquired under the Issuer's Management Stock Purchase Plan in lieu of all or a portion of the Reporting Person's annual bonus compensation and ii) payable in shares of the Issuer's common stock.
- F2Includes 2,017.372 matching units granted by the Issuer for which the price in Column 8 was not paid.
- F3Date shown is grant date. Units will vest on the fourth anniversary of the grant date provided the Reporting Person satisfies certain service conditions.
- F4Units do not have an expiration date.