SEC Form 4 · accession 0001127602-15-024624
PALL CORP · PLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Goldstein
Director
Period of report
Aug 6, 2015
Accepted (ET)
Aug 10, 2015 · 7:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075829
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2012 Stock Compensation Plan UnitsF3,F4,F1,F2 | — | Aug 6, 2015 | A | 158 | A | — | — | Common Stock | 158 | 2,431 | D |
Explanation of responses
- F1Represents deferred stock units acquired under the Issuer's 2012 Stock Compensation Plan in lieu of Reporting Person's quarterly retainer for Board services. The units are settled in Common Stock of the Issuer on a one-for-one basis, in one lump sum, following the Reporting Person's termination of service as a Director of the Issuer.
- F2Units do not have an expiration date.
- F3Includes 36.75 units, in accordance with the Issuer's 2012 Stock Compensation Plan, as a result of cash dividends declared by the Issuer.
- F4Only represents the derivative securities in this class.