SEC Form 4 · accession 0001127602-15-024103
PALL CORP · PLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Angelina Rouse
Officer — Corporate Controller & CAO
Period of report
Jul 31, 2015
Accepted (ET)
Aug 4, 2015 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075829
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Base Salary UnitsF2,F4,F1,F3 | — | Jul 31, 2015 | A | 842 | A | Jul 31, 2019 | — | Common Stock | 842 | 11,688 | D |
Explanation of responses
- F1Represents restricted units i) acquired under the Issuer's Management Stock Purchase Plan in lieu of a portion of the Reporting Person's total annual compensation and ii) payable in shares of the Issuer's common stock.
- F2Includes 280.740 matching units granted by the Issuer for which the price in Column 8 was not paid.
- F3Units do not have an expiration date.
- F4Only represents the derivative securities in this class. Includes 266.887 units in accordance with the Issuer's 2012 Stock Compensation Plan, as a result of cash dividends declared by the Issuer.