SEC Form 4 · accession 0001127602-15-022848
PALL CORP · PLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie R. Taylor
Officer — SVP, Human Resources
Period of report
Jul 13, 2015
Accepted (ET)
Jul 15, 2015 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 13, 2015 | M | 1,976 | $125.52 | A | 1,976 | D | |
| Common Stock | Jul 13, 2015 | F | 730 | $125.52 | D | 1,246 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Jul 13, 2015 | M | 1,976 | D | Jul 13, 2011 | — | Common Stock | 1,976 | 0 | D |
Explanation of responses
- F1The Units will vest and become convertible into shares of Common Stock of the Issuer on a one-for-one basis on the date shown in column 2, provided the Reporting Person is still employed by the Issuer or a subsidiary on that date. If employment terminates sooner, the Units will be forfeited unless termination of employment occurs because of death, disability or retirement, in any of which events the Units may vest in whole or in part.
- F2Date shown is grant date. Units vest on the fourth anniversary of the grant date provided the reporting person satisfies certain service conditions.
- F3Units do not have an expiration date.