SEC Form 4 · accession 0001127602-15-022837
PALL CORP · PLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Angelina Rouse
Officer — Corporate Controller & CAO
Period of report
Jul 13, 2015
Accepted (ET)
Jul 15, 2015 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 13, 2015 | M | 446 | $125.52 | A | 2,318 | D | |
| Common Stock | Jul 13, 2015 | F | 262 | $125.52 | D | 2,056 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Jul 13, 2015 | M | 446 | D | Jul 13, 2011 | — | Common Stock | 446 | 0 | D |
Explanation of responses
- F1The Units will vest and become convertible into shares of Common Stock of the Issuer on a one-for-one basis on the date shown in Column 6, provided the Reporting Person satisfies certain service conditions.
- F2Date shown is grant date. Units vest on the fourth anniversary of the grant date provided the reporting person satisfies certain service conditions.
- F3Units do not have an expiration date.