SEC Form 4 · accession 0001127602-15-021619
PALL CORP · PLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Egholm
Officer — President, BioPharmaceuticals
Period of report
Jun 29, 2015
Accepted (ET)
Jun 30, 2015 · 3:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 29, 2015 | M | 4,984 | $82.47 | A | 4,985 | D | |
| Common Stock | Jun 29, 2015 | M | 2,407 | $59.75 | A | 7,392 | D | |
| Common Stock | Jun 29, 2015 | M | 8,147 | $64.80 | A | 15,539 | D | |
| Common Stock | Jun 29, 2015 | S | 4,984 | $124.554 | D | 10,555 | D | |
| Common Stock | Jun 29, 2015 | S | 8,147 | $124.5461 | D | 2,408 | D | |
| Common Stock | Jun 29, 2015 | S | 2,407 | $124.55 | D | 1 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F1 | $82.47 | Jun 29, 2015 | M | 4,984 | D | Dec 11, 2013 | Dec 11, 2020 | Common Stock | 4,984 | 9,969 | D |
| Employee Stock Option (Right to Buy)F2,F3 | $59.75 | Jun 29, 2015 | M | 2,407 | D | Jan 18, 2012 | Jan 18, 2019 | Common Stock | 2,407 | 7,223 | D |
| Employee Stock Option (Right to Buy)F3 | $64.80 | Jun 29, 2015 | M | 8,147 | D | Jan 16, 2013 | Jan 16, 2020 | Common Stock | 8,147 | 8,148 | D |
Explanation of responses
- F1Date shown is the date of grant. These options vest ratably over a period of three years commencing on the first anniversary of the grant date, provided the reporting person satisfies certain service conditions.
- F2Only represents the derivative securities in this class.
- F3Date shown is the date of grant. These options vest ratably over four years commencing on the first anniversary of the grant date, provided the reporting person satisfies certain service conditions.