SEC Form 4 · accession 0001127602-15-020835

PALL CORP · PLL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Yves Baratelli

Officer — Group VP, Pres. Life Sciences

Period of report

Jun 12, 2015

Accepted (ET)

Jun 16, 2015 · 9:45 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000075829

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jun 12, 2015	M	9,505	$64.80	A	42,610	D
Common Stock^F1	Jun 12, 2015	S	9,505	$124.641	D	33,105	D
Common Stock	Jun 12, 2015	M	4,984	$82.47	A	38,089	D
Common Stock^F2,F3	Jun 12, 2015	S	4,984	$124.644	D	33,105	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F5,F4	$64.80	Jun 12, 2015	M	9,505	D	—	Jan 15, 2020	Common Stock	9,505	9,506	D
Employee Stock Option (Right to Buy)^F5,F6	$82.47	Jun 12, 2015	M	4,984	D	—	Dec 10, 2021	Common Stock	4,984	9,969	D

Explanation of responses

F1This transaction was executed in multiple trades at prices ranging from $124.60 - $124.68. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, Pall Corporation or a shareholder of Pall Corporation full information regarding the numbers of shares and prices at which the transaction was affected.
F2This transaction was executed in multiple trades at prices ranging from $124.62 - $124.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, Pall Corporation or a shareholder of Pall Corporation, full information regarding the numbers of shares and prices at which the transactions were effected.
F3In prior filings, the total number of shares held by the reporting person was incorrectly reported due to an administrative error, resulting in under-reporting of the amount of securities beneficially owned by the reporting person as reported in Column 5 of Table I of Form 4. This Form 4 reflects the correct number of shares held.
F4Date shown is grant date. Options vested ratably over four years commencing on the first anniversary of grant date provided the reporting person satisfied certain service conditions.
F5Only represents the derivative securities in this class.
F6Date shown is grant date. Options vest ratably over three years commencing on the first anniversary of the grant date provided the reporting person satisfies certain service conditions.