SEC Form 4 · accession 0001127602-15-016346
PALL CORP · PLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R. Brent Jones
Officer — SVP, Corp. Devel. & Treasurer
Period of report
May 3, 2015
Accepted (ET)
May 5, 2015 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075829
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1,F2,F3 | — | May 3, 2015 | A | 7,652 | A | — | — | Common Stock | 7,652 | 7,652 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of PLL common stock
- F2Date shown is grant date. The RSUs will vest in full on the third anniversary of the grant date provided the Reporting Person satisfies certain service conditions.
- F3Units do not have an expiration date.
- F4Only represents the derivative securities in this class.