SEC Form 4/A · accession 0001127602-15-012324

PALL CORP · PLL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Wolfgang Platz

Officer — President, Pall Europe

Period of report

Mar 16, 2015

Accepted (ET)

Mar 23, 2015 · 4:41 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000075829

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Mar 16, 2015	M	900	$36.64	A	23,435	D
Common Stock^F1	Mar 16, 2015	M	11,094	$59.75	A	34,529	D
Common Stock^F2,F1	Mar 16, 2015	S	900	$101.589	D	33,629	D
Common Stock^F3,F1	Mar 16, 2015	S	6,000	$101.981	D	27,629	D
Common Stock^F1	Mar 16, 2015	S	5,094	$102.50	D	22,535	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F5,F4	$36.64	Mar 16, 2015	M	900	D	Jul 14, 2010	Jul 14, 2017	Common Stock	900	0	D
Employee Stock Option (Right to Buy)^F5,F6	$59.75	Mar 16, 2015	M	11,094	D	Jan 18, 2012	Jan 18, 2019	Common Stock	11,094	3,699	D

Explanation of responses

F1The Form 4, as originally filed on March 18, 2015, incorrectly reported the balances in Table I following the transactions. The Form 4, as amended by this Form 4/A, correctly reports such information.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.57 to $101.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.96 to $102.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4Date shown is the date of grant. These options vested ratably over a period of four years commencing on the first anniversary of the grant date, provided the reporting person satisfies certain service conditions.
F5Only represents the derivative securities in this class.
F6Date shown is the date of grant. These options vest ratably over a period of four years commencing on the first anniversary of the grant date, provided the reporting person satisfies certain service conditions.