SEC Form 4 · accession 0001127602-15-005343
PALL CORP · PLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Angelina Rouse
Officer — Corporate Controller & CAO
Period of report
Feb 8, 2015
Accepted (ET)
Feb 10, 2015 · 7:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2015 | M | 1,993 | $54.92 | A | 2,450 | D | |
| Common Stock | Feb 8, 2015 | F | 578 | $100.13 | D | 1,872 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| After Tax UnitsF2,F3,F5,F1,F4 | — | Feb 8, 2015 | M | 1,993 | D | Feb 8, 2015 | — | Common Stock | 1,993 | 0 | D |
Explanation of responses
- F1The units were granted pursuant to the Pall Corporation Management Stock Purchase Plan. Each unit represents a contingent right to receive an equal number of shares of the Issuer's common stock on the date shown in Column 6, subject to adjustments if the Reporting Person's employment with the Issuer terminates under certain circumstances prior to the date shown in Column 6.
- F2Includes 942.389 matching units granted by the Issuer for which the price in Column 8 was not paid.
- F3In accordance with the Issuer's 2012 Stock Compensation Plan, this number includes 107.728 units acquired as a result of a cash dividend declared by the Issuer.
- F4Units do not have an expiration date.
- F5Only represents the derivative securities in this class.