SEC Form 4 · accession 0001127602-15-004660
PALL CORP · PLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yves Baratelli
Officer — Group VP, Pres. Life Sciences
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 8:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2015 | M | 5,717 | $100.15 | A | 34,973 | D | |
| Common Stock | Feb 3, 2015 | F | 2,100 | $100.15 | D | 32,873 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 3, 2015 | M | 5,717 | D | Feb 3, 2015 | Feb 3, 2015 | Common Stock | 5,717 | 0 | D |
Explanation of responses
- F1The Units will vest and become convertible into shares of Common Stock of the Issuer on a one-for-one basis on the date shown in Column 6 provided the Reporting Person is still employed by the Issuer or a subsidiary on that date. If employment terminates sooner, the Units will be forfeited unless termination of employment occurs because of death, disability, retirement, or termination of employment without cause, in any of which events the Units may vest in whole or in part.