SEC Form 4 · accession 0001127602-15-004192
PALL CORP · PLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H. Alex Kim
Officer — SVP, Corporate Strategy
Period of report
Jan 31, 2015
Accepted (ET)
Feb 3, 2015 · 8:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075829
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Base Salary UnitsF2,F1,F3 | — | Jan 31, 2015 | A | 531 | A | Jan 31, 2019 | — | Common Stock | 531 | 531 | D |
Explanation of responses
- F1The Units were granted pursuant to the Pall Corporation Management Stock Purchase Plan. Each unit represents a contingent right to receive an equal number of shares of the Issuer's common stock on the date shown in Column 6, subject to adjustments if the Reporting Person's employment with the Issuer terminates under certain circumstances prior to the date shown in Column 6.
- F2Includes 265.288 matching units granted by the Issuer for which the price in Column 8 was not paid.
- F3Units do not have an expiration date.