SEC Form 4 · accession 0001127602-15-001845
PALL CORP · PLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Goldstein
Director
Period of report
Jan 12, 2015
Accepted (ET)
Jan 14, 2015 · 8:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075829
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Annual Award UnitsF4,F1,F2,F3 | — | Jan 12, 2015 | A | 1,338 | A | — | — | Common Stock | 1,338 | 1,338 | D |
Explanation of responses
- F1The Annual Award Units were granted pursuant to the Pall Corporation 2012 Stock Compensation Plan. Each unit represents a contingent right to receive an equal number of shares of the Issuer's common stock. The units vested on grant date. Payment of all the units has been deferred by the Reporting Person under the Issuer's 2012 Stock Compensation Plan until the Reporting Person's termination of service as a director of the Issuer.
- F2Date shown is grant date. Units vested on grant date.
- F3Units have no expiration date.
- F4Only represents the derivative securities in this class.