SEC Form 4 · accession 0000757011-18-000112
USG CORP · USG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian J Cook
Officer — Executive Vice President
Period of report
Dec 3, 2018
Accepted (ET)
Dec 3, 2018 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000757011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 3, 2018 | M | 17,559 | $18.99 | A | 66,629 | D | |
| Common StockF1 | Dec 3, 2018 | M | 19,504 | $14.76 | A | 86,133 | D | |
| Common StockF1,F2 | Dec 3, 2018 | S | 52,063 | $43.039 | D | 34,070 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F3 | $18.99 | Dec 3, 2018 | M | 17,559 | D | — | Feb 9, 2021 | Common Stock | 17,559 | 0 | D |
| Employee Stock Option (Right to Buy)F1,F4 | $14.76 | Dec 3, 2018 | M | 19,504 | D | — | Feb 8, 2022 | Common Stock | 19,504 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2The per share sales price for the common stock sold in the reported transaction ranged from $42.98 to $43.15. The reporting person will provide upon request by the Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
- F3The option vested with respect to the shares included in the reported transaction in four equal annual installments beginning on February 9, 2012.
- F4The option vested with respect to the shares included in the reported transaction in four equal annual installments beginning on February 8, 2013.