SEC Form 4 · accession 0000757011-18-000074
USG CORP · USG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph W Holmes
Officer — Senior Vice President
Period of report
Aug 2, 2018
Accepted (ET)
Aug 2, 2018 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000757011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 2, 2018 | M | 2,337 | $11.98 | A | 25,768 | D | |
| Common Stock | Aug 2, 2018 | M | 2,412 | $18.99 | A | 28,180 | D | |
| Common Stock | Aug 2, 2018 | M | 3,082 | $14.76 | A | 31,262 | D | |
| Common StockF1 | Aug 2, 2018 | S | 7,831 | $43.1715 | D | 23,431 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $11.98 | Aug 2, 2018 | M | 2,337 | D | — | Feb 10, 2020 | Common Stock | 2,337 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $18.99 | Aug 2, 2018 | M | 2,412 | D | — | Feb 9, 2021 | Common Stock | 2,412 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $14.76 | Aug 2, 2018 | M | 3,082 | D | — | Feb 8, 2022 | Common Stock | 3,082 | 0 | D |
Explanation of responses
- F1The per share sales price for the common stock sold in the reported transaction ranged from $43.15 to $43.19673. The reporting person will provide upon request by the Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
- F2The option vested with respect to the shares included in the reported transaction in four equal annual installments beginning on February 10, 2011.
- F3The option vested with respect to the shares included in the reported transaction in four equal annual installments beginning on February 9, 2012.
- F4The option vested with respect to the shares included in the reported transaction in four equal annual installments beginning on February 8, 2013.