SEC Form 4 · accession 0000757011-17-000078
USG CORP · USG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer F. Scanlon
Officer — President and CEO · Director
Period of report
Dec 6, 2017
Accepted (ET)
Dec 7, 2017 · 11:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000757011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2017 | M | 6,045 | $34.67 | A | 85,429 | D | |
| Common StockF2 | Dec 6, 2017 | S | 6,045 | $37.5364 | D | 79,384 | D | |
| Common Stock | holding | — | — | — | 1,394 | I | By 401(K)Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $34.67 | Dec 6, 2017 | M | 6,045 | D | — | Feb 13, 2018 | Common Stock | 6,045 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2The per share sales price for the common stock sold in the reported transaction ranged from $37.30 to $37.77. The reporting person will provide upon request by the Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
- F3The option vested with respect to the shares included in the reported transaction in four equal annual installments beginning on February 13, 2009.