SEC Form 4 · accession 0000757011-17-000027
USG CORP · USG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian J Cook
Officer — Executive Vice President
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 12:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000757011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2017 | M | 24,288 | $11.98 | A | 156,190 | D | |
| Common StockF1 | Mar 3, 2017 | S | 39,424 | $33.9217 | D | 116,766 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to BuyF2 | $11.98 | Mar 3, 2017 | M | 24,288 | D | — | Feb 10, 2020 | Common Stock | 24,288 | 0 | D |
Explanation of responses
- F1The per share sales price for the common stock sold in the reported transaction ranged from $33.88 to $33.98. The reporting person will provide upon request by the Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
- F2The option vested with respect to the shares included in the reported transaction in four equal annual installments beginning on February 10, 2011.