SEC Form 4 · accession 0000757011-16-000209
USG CORP · USG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Metcalf
Officer — Chairman, President and CEO · Director
Period of report
Oct 6, 2016
Accepted (ET)
Oct 7, 2016 · 11:18 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000757011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 6, 2016 | M | 10,022 | $6.86 | A | 319,750 | D | |
| Common Stock | Oct 6, 2016 | S | 15,577 | $26.00 | D | 304,173 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $6.86 | Oct 6, 2016 | M | 10,022 | D | — | Feb 11, 2019 | Common Stock | 10,022 | 39,978 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2The option vested with respect to the shares included in the reported transaction in four equal annual installments beginning on February 11, 2010.