SEC Form 4 · accession 0000757011-16-000203
USG CORP · USG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth R. Banas
Officer — Vice President
Period of report
Sep 2, 2016
Accepted (ET)
Sep 6, 2016 · 12:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000757011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 2, 2016 | M | 1,715 | $18.99 | A | 13,500 | D | |
| Common Stock | Sep 2, 2016 | S | 1,715 | $28.00 | D | 11,785 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $18.99 | Sep 2, 2016 | M | 1,715 | D | — | Feb 9, 2021 | Common Stock | 1,715 | 0 | D |
Explanation of responses
- F1The option vested with respect to the shares included in the reported transaction in four equal annual installments beginning on February 9, 2012.