SEC Form 4/A · accession 0000757011-15-000093
USG CORP · USG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Stanley L Ferguson
Officer — Executive Vice President
Period of report
Jul 29, 2015
Accepted (ET)
Jul 30, 2015 · 2:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000757011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 29, 2015 | M | 22,903 | $18.99 | A | 151,630 | D | |
| Common Stock | Jul 29, 2015 | S | 22,903 | $30.00 | D | 128,727 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Emloyee Stock Option (right to buy)F2 | $18.99 | Jul 29, 2015 | M | 22,903 | D | — | Feb 9, 2021 | Common Stock | 22,903 | 0 | D |
Explanation of responses
- F1The Reporting Person is amending the Form 4 to reflect that the transactions reported were effected pusuant to a Rule 10b5-1 trading plan.
- F2The option vested with respect to the shares included in the reported transaction in four equal annual installments beginning on February 9, 2012.