SEC Form 4 · accession 0000757011-15-000071
USG CORP · USG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stanley L Ferguson
Officer — Executive Vice President
Period of report
Apr 27, 2015
Accepted (ET)
Apr 29, 2015 · 3:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000757011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2015 | M | 20,478 | $14.76 | A | 162,205 | D | |
| Common StockF1 | Apr 27, 2015 | S | 20,478 | $28.1672 | D | 141,727 | D | |
| Common StockF3 | Apr 27, 2015 | S | 5,000 | $28.0218 | D | 136,727 | D | |
| Common Stock | holding | — | — | — | 287 | I | By 401(K) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $14.76 | Apr 27, 2015 | M | 20,478 | A | — | Feb 8, 2022 | Common Stock | 20,478 | 6,828 | D |
Explanation of responses
- F1The per share sale price for the common stock sold in the reported transaction ranged from $28.00 to $28.43. The reporting person will provide upon request by the Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
- F2The option vested with respect to the shares included in the reported transaction in three equal annual installments beginning on February 8, 2013. As of the date of this report 6,828 options remain outstanding.
- F3The per share sales price for the common stock sold in the reported transaction ranged from $27.95 to $28.26. The reporting person will provide upon request by the Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.