SEC Form 3/A · accession 0001140361-17-016231
HealthWarehouse.com, Inc. · HEWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owner
Joseph B Peters
Officer — Interim President and CEO
Period of report
Apr 20, 2017
Accepted (ET)
Apr 20, 2017 · 11:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000754813
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | $0.09 | holding | — | — | — | — | Apr 3, 2025 | Common Shares | 100,000 | — | D |
| Common SharesF2 | $0.11 | holding | — | — | — | — | Aug 5, 2025 | Common Shares | 100,000 | — | D |
| Common SharesF2 | $0.35 | holding | — | — | — | — | Nov 9, 2026 | Common Shares | 1,000 | — | D |
| Common SharesF2 | $0.53 | holding | — | — | — | — | Dec 23, 2023 | Common Shares | 40,000 | — | D |
| Common SharesF2 | $1.60 | holding | — | — | — | — | Feb 15, 2023 | Common Shares | 7,000 | — | D |
| Common SharesF2 | $4.95 | holding | — | — | — | — | Oct 15, 2022 | Common Shares | 3,000 | — | D |
| Common SharesF2 | $6.99 | holding | — | — | — | — | Mar 30, 2022 | Common Shares | 15,000 | — | D |
Explanation of responses
- F1The option vests one-third on 4/3/16, one-third on 4/3/17, and one-third on 12/4/17.
- F2The options vest one-third on the first anniversary of the grant date, one-third on the second anniversary of the grant date, and one third on the third anniversary of the grant date.