SEC Form 3 · accession 0000927089-16-000811
HealthWarehouse.com, Inc. · HEWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Apr 20, 2016
Accepted (ET)
Apr 29, 2016 · 11:24 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000754813
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 68,009 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Convertible Preferred StockF2,F1 | $0.83 | holding | — | — | — | — | — | Common Stock | 5,637,059 | — | I |
Explanation of responses
- F1MVI Partners, LLC owns 493,913 shares of Series B Preferred Stock, which is convertible at any time, at the election of the holder, into Common Stock, and has no expiration date.
- F2Joe Heimbrock is the Managing Member of the MVI Partners, LLC. Accordingly, the shares of Series B Preferred Stock owned by MVI Partners, LLC may be deemed to be owned by Joe Heimbrock. Both MVI Partners, LLC and Joe Heimbrock are deemed to be beneficial owners of 10% or more of the Common Stock. The address of MVI Partners, LLC is the same as Joe Heimbrock.