SEC Form 4 · accession 0001062993-26-003053
U S GLOBAL INVESTORS INC · GROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek Steven Pilecki
Other
Period of report
Jun 2, 2026
Accepted (ET)
Jun 4, 2026 · 10:21 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000754811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock (Non-Voting)F1,F2,F3,F4 | Jun 2, 2026 | P | 20,496 | $2.5945 | A | 1,121,263 | I | Investment adviser with discretion over multiple client accounts (See Footnote 1, 2, 3, and 4) |
| Class A Common Stock (Non-Voting)F1,F2,F3,F4 | Jun 3, 2026 | P | 330 | $2.60 | A | 1,121,593 | I | Investment adviser with discretion over multiple client accounts (See Footnote 1, 2, 3, and 4) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased in Gator Financial Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.
- F2Shares purchased in ECA Fund, LP, an account over which Gator Capital Management, LLC exercises investment discretion.
- F3As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,121,593 shares is held across the following accounts: Gator Financial Partners, LLC (937,228 shares); Gator Qualified Partners, LLC (102,000 shares); ECA Fund, LP (76,365 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.
- F4The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.