SEC Form 4 · accession 0000754811-18-000016
U S GLOBAL INVESTORS INC · GROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Callicotte
Officer — CFO
Period of report
Mar 21, 2018
Accepted (ET)
Mar 23, 2018 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000754811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | holding | — | — | — | 16,753 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common (Stock Options) | $2.74 | Mar 21, 2018 | J | 2,000 | A | Mar 21, 2018 | Mar 21, 2028 | Class A Common (Stock Options) | 2,000 | 2,000 | D |
Explanation of responses
- F1A grant of an option to purchase 2,000 shares of GROW at an exercise price of $2.74.