SEC Form 4 · accession 0000754811-17-000096
U S GLOBAL INVESTORS INC · GROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Callicotte
Officer — CFO
Period of report
Nov 30, 2017
Accepted (ET)
Dec 4, 2017 · 12:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000754811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock | Nov 30, 2017 | J | 27 | $4.12 | A | 16,658 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock purchase under employee stock purchase plan