SEC Form 4 · accession 0000754811-17-000071
U S GLOBAL INVESTORS INC · GROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank E Holmes
Officer — CEO/CIO · Director · 10% Owner
Period of report
Sep 14, 2017
Accepted (ET)
Sep 15, 2017 · 12:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000754811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common stock | Sep 14, 2017 | P | 1,000 | $1.31 | A | 232,598 | D | |
| Class A common stock | holding | — | — | — | 32,862 | I | IRA | |
| Class A common stock | holding | — | — | — | 221,657 | I | 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option