SEC Form 4 · accession 0000754811-17-000036
U S GLOBAL INVESTORS INC · GROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Callicotte
Officer — CFO
Period of report
Apr 28, 2017
Accepted (ET)
May 2, 2017 · 11:51 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000754811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock | Apr 28, 2017 | J | 85 | $1.33 | A | 16,219 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock purchase under employee stock purchase plan