SEC Form 4 · accession 0000754811-17-000004
U S GLOBAL INVESTORS INC · GROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas F Lydon Jr.
Director
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 1:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000754811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock | Dec 30, 2016 | J | 100 | $1.36 | A | 11,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock award under 2010 incentive stock plan