SEC Form 4 · accession 0000754811-16-000207
U S GLOBAL INVESTORS INC · GROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan B McGee
Officer — President/General Counsel/CCO
Period of report
Nov 30, 2016
Accepted (ET)
Dec 1, 2016 · 10:23 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000754811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock | Nov 30, 2016 | J | 150 | $1.44 | A | 102,706 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock purchase under employee stock purchase plan