SEC Form 4 · accession 0000754811-16-000145
U S GLOBAL INVESTORS INC · GROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Frank E Holmes
Officer — CEO · Director · 10% Owner
Period of report
May 18, 2016
Accepted (ET)
May 19, 2016 · 9:25 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000754811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock | May 18, 2016 | P | 2,799 | $1.82 | A | 188,523 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchase made pursuant to 10b5-1 stock purchase plan