SEC Form 5 · accession 0000754811-15-000063

U S GLOBAL INVESTORS INC · GROW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO/CIO · Director · 10% Owner

Period of report

Jun 30, 2015

Accepted (ET)

Jul 14, 2015 · 11:08 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000754811

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Nov 17, 2014	P	100	$2.80	A	162,175	D
Class A Common Stock	holding	—	—		—	32,862	I	IRA
Class A Common Stock	holding	—	—		—	217,570	I	401(k)

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class C Common Stock^F1,F2	$0.00	holding	—	—	—	—	—	Class C Common Stock	2,064,560	2,064,560	D