SEC Form 4 · accession 0000754811-15-000049
U S GLOBAL INVESTORS INC · GROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank E Holmes
Officer — CEO/CIO · Director · 10% Owner
Period of report
May 29, 2015
Accepted (ET)
Jun 2, 2015 · 1:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000754811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 29, 2015 | J | 702 | $3.03 | A | 161,411 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock purchase under employee stock purchase plan.