SEC Form 4 · accession 0001225208-18-003954
SCANA CORP · SCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randal M Senn
Officer — SVP Administration
Period of report
Feb 22, 2018
Accepted (ET)
Feb 23, 2018 · 1:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000754737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - No Par Value | holding | — | — | — | 823 | D | ||
| Common Stock - No Par Value | holding | — | — | — | 1,110 | I | by estate over which insider is executor | |
| Common Stock - No Par ValueF1 | holding | — | — | — | 4,882 | I | By Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F4 | — | Feb 22, 2018 | A | 3,325 | A | — | — | Common Stock - No Par Value | 3,325 | 8,250 | D |
| Restricted Stock UnitsF5,F6,F7 | — | Feb 22, 2018 | M | 1,596 | D | — | — | Common Stock - No Par Value | 1,596 | 6,654 | D |
| Phantom Stock UnitsF11,F8,F9,F10 | — | holding | — | — | — | — | — | Common Stock - No Par Value | 1,562 | 1,562 | D |
Explanation of responses
- F1Shares held by Trustee under the SCANA Corporation 401(k) Retirement Savings Plan as of January 2, 2018 and includes shares acquired through dividend reinvestment plan.
- F10The Phantom Stock Units will be settled one year after a request for a distribution, or upon the termination of employment.
- F11Includes shares acquired under Dividend Reinvestment Plan.
- F2Each restricted stock unit represents a contingent right to receive the cash equivalent of one share of common stock.
- F3The restricted stock units vest, if at all, on December 31, 2020 if the issuer's achievement of an approved performance measure is met and the reporting person meets eligibility requirements.
- F4Grant made pursuant to issuer's 2018-2020 Long Term Equity Plan.
- F5Conversion (forfeiture) of restricted stock units at $0.00 for the 2015-2017 performance period.
- F6These restricted stock units did not vest for the performance period ending December 31, 2017. Since the performance measure was not met, the awards were not approved and were deemed not earned on 2/22/18.
- F7The restricted stock units expired on 12-31-17 when conditions for vesting were not met.
- F81 for 1
- F9Same as date allocated.