SEC Form 4 · accession 0001225208-18-003949
SCANA CORP · SCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sarena D Burch
Officer — SVP/Risk Mgmt Ofc SCANA/Subs
Period of report
Feb 22, 2018
Accepted (ET)
Feb 23, 2018 · 1:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000754737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - No Par ValueF1 | holding | — | — | — | 1,794 | D | ||
| Common Stock - No Par ValueF2 | holding | — | — | — | 23,774 | I | By Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4,F5 | — | Feb 22, 2018 | A | 2,585 | A | — | — | Common Stock - No Par Value | 2,585 | 6,632 | D |
| Restricted Stock UnitsF6,F7,F8 | — | Feb 22, 2018 | M | 1,195 | D | — | — | Common Stock - No Par Value | 1,195 | 5,437 | D |
| Phantom Stock UnitsF1,F9,F10,F11 | — | holding | — | — | — | — | — | Common Stock - No Par Value | 2,564 | 2,564 | D |
Explanation of responses
- F1Includes shares acquired under Dividend Reinvestment Plan.
- F10Same as date allocated.
- F11The Phantom Stock Units will be settled 1 year after a request for a distribution or upon termination of employment.
- F2Shares held by the Trustee under the 401(k) Retirement Savings Plan as of February 13, 2018 and includes shares acquired through Dividend Reinvestment Plan.
- F3Each restricted stock unit represents a contingent right to receive the cash equivalent of one share of common stock.
- F4The restricted stock units vest, if at all, on December 31, 2020 if the issuer's achievement of an approved performance measure is met and the reporting person meets eligibility requirements.
- F5Grant made pursuant to issuer's 2018-2020 Long Term Equity Plan.
- F6Conversion (forfeiture) of restricted stock units at $0.00 for the 2015-2017 performance period.
- F7These restricted stock units did not vest for the performance period ending December 31, 2017. Since the performance measure was not met, the awards were not approved and were deemed not earned on 2/22/18.
- F8The restricted stock units expired on 12-31-17 when conditions for vesting were not met.
- F91 for 1