SEC Form 4 · accession 0000754673-16-000167
SUFFOLK BANCORP · SCNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Kandell
Director
Period of report
Dec 30, 2016
Accepted (ET)
Dec 30, 2016 · 8:01 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000754673
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Common Stock | Nov 30, 2016 | L | 35 | $41.53 | A | 26,608 | D | |
| Suffolk Bancorp Common Stock | Dec 21, 2016 | L | 34 | $42.8852 | A | 26,642 | D | |
| Suffolk Bancorp Common Stock | holding | — | — | — | 701 | I | Spouse | |
| Suffolk Bancorp Common Stock | holding | — | — | — | 501 | I | Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Option | $18.14 | holding | — | — | — | Aug 6, 2014 | Aug 6, 2023 | Suffolk Bancorp Common Stock | 1,667 | 1,667 | D |
| Suffolk Bancorp Option | $18.14 | holding | — | — | — | Aug 6, 2015 | Aug 6, 2023 | Suffolk Bancorp Common Stock | 1,667 | 1,667 | D |
| Suffolk Bancorp Option | $18.14 | holding | — | — | — | Aug 6, 2016 | Aug 6, 2023 | Suffolk Bancorp Common Stock | 1,666 | 1,666 | D |