SEC Form 4 · accession 0000754673-16-000163
SUFFOLK BANCORP · SCNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian K Finneran
Officer — EVP & CFO · Director
Period of report
Dec 23, 2016
Accepted (ET)
Dec 27, 2016 · 10:58 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000754673
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Common Stock | Dec 23, 2016 | M | 300 | $13.13 | A | 52,954 | D | |
| Suffolk Bancorp Common Stock | holding | — | — | — | 1,269 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Option | $13.13 | Dec 23, 2016 | M | 300 | A | Feb 3, 2014 | Feb 3, 2022 | Suffolk Bancorp Common Stock | 300 | 5,034 | D |
| Suffolk Bancorp Option | $14.03 | holding | — | — | — | Feb 4, 2014 | Feb 4, 2023 | Suffolk Bancorp Common Stock | 1,667 | 1,667 | D |
| Suffolk Bancorp Option | $14.03 | holding | — | — | — | Feb 4, 2015 | Feb 4, 2023 | Suffolk Bancorp Common Stock | 1,667 | 1,667 | D |
| Suffolk Bancorp Option | $14.03 | holding | — | — | — | Feb 4, 2016 | Feb 4, 2023 | Suffolk Bancorp Common Stock | 1,666 | 1,666 | D |
| Suffolk Bancorp Option | $13.13 | holding | — | — | — | Feb 3, 2015 | Feb 3, 2022 | Suffolk Bancorp Common Stock | 6,666 | 6,666 | D |