SEC Form 4 · accession 0000754673-16-000136
SUFFOLK BANCORP · SCNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Whitehouse
Officer — EVP
Period of report
May 25, 2016
Accepted (ET)
May 26, 2016 · 3:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000754673
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Common Stock | Feb 26, 2016 | L | 19 | $25.97 | A | 7,491 | D | |
| Suffolk Bancorp Common Stock | Mar 11, 2016 | L | 22 | $24.4741 | A | 7,513 | D | |
| Suffolk Bancorp Common Stock | Mar 28, 2016 | L | 22 | $25.0088 | A | 7,535 | D | |
| Suffolk Bancorp Common Stock | Apr 8, 2016 | L | 23 | $24.09 | A | 7,558 | D | |
| Suffolk Bancorp Common Stock | Apr 22, 2016 | L | 22 | $24.48 | A | 7,580 | D | |
| Suffolk Bancorp Common Stock | May 6, 2016 | L | 23 | $23.4294 | A | 7,604 | D | |
| Suffolk Bancorp Common Stock | May 20, 2016 | L | 22 | $24.73 | A | 7,626 | D | |
| Suffolk Bancorp Common Stock | May 25, 2016 | P | 7 | $24.187 | A | 7,633 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Option | $19.63 | holding | — | — | — | Nov 20, 2014 | Nov 20, 2023 | Suffolk Bancorp Common Stock | 2,000 | 2,000 | D |
| Suffolk Bancorp Option | $19.63 | holding | — | — | — | Nov 20, 2015 | Nov 20, 2023 | Suffolk Bancorp Common Stock | 2,000 | 2,000 | D |
| Suffolk Bancorp Option | $19.63 | holding | — | — | — | Nov 20, 2016 | Nov 20, 2023 | Suffolk Bancorp Common Stock | 2,000 | 2,000 | D |