SEC Form 5 · accession 0000754673-16-000096
SUFFOLK BANCORP · SCNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Whitehouse
Officer — EVP
Period of report
Dec 31, 2015
Accepted (ET)
Jan 15, 2016 · 10:14 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000754673
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Common Stock | Dec 4, 2015 | L | 17 | $29.18 | A | 6,472 | D | |
| Suffolk Bancorp Common Stock | Dec 18, 2015 | L | 17 | $29.69 | A | 6,489 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Option | $19.63 | holding | — | — | — | Nov 20, 2014 | Nov 20, 2023 | Suffolk Bancorp Common Stock | 2,000 | 2,000 | D |
| Suffolk Bancorp Option | $19.63 | holding | — | — | — | Nov 20, 2015 | Nov 20, 2023 | Suffolk Bancorp Common Stock | 2,000 | 2,000 | D |
| Suffolk Bancorp Option | $19.63 | holding | — | — | — | Nov 20, 2016 | Nov 20, 2023 | Suffolk Bancorp Common Stock | 2,000 | 2,000 | D |