SEC Form 4 · accession 0000754673-15-000079
SUFFOLK BANCORP · SCNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Whitehouse
Officer — EVP
Period of report
Nov 25, 2015
Accepted (ET)
Nov 30, 2015 · 1:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000754673
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Common Stock | Aug 28, 2015 | L | 19 | $26.41 | A | 6,346 | D | |
| Suffolk Bancorp Common Stock | Sep 11, 2015 | L | 18 | $27.8491 | A | 6,364 | D | |
| Suffolk Bancorp Common Stock | Sep 25, 2015 | L | 17 | $28.59 | A | 6,382 | D | |
| Suffolk Bancorp Common Stock | Oct 9, 2015 | L | 18 | $28.51 | A | 6,399 | D | |
| Suffolk Bancorp Common Stock | Oct 23, 2015 | L | 17 | $29.0953 | A | 6,416 | D | |
| Suffolk Bancorp Common Stock | Nov 6, 2015 | L | 16 | $30.80 | A | 6,433 | D | |
| Suffolk Bancorp Common Stock | Nov 20, 2015 | L | 17 | $29.57 | A | 6,450 | D | |
| Suffolk Bancorp Common Stock | Nov 25, 2015 | P | 5 | $28.6587 | A | 6,455 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Option | $19.63 | holding | — | — | — | Nov 20, 2014 | Nov 20, 2023 | Suffolk Bancorp Common Stock | 2,000 | 2,000 | D |
| Suffolk Bancorp Option | $19.63 | holding | — | — | — | Nov 20, 2015 | Nov 20, 2023 | Suffolk Bancorp Common Stock | 2,000 | 2,000 | D |
| Suffolk Bancorp Option | $19.63 | holding | — | — | — | Nov 20, 2016 | Nov 20, 2023 | Suffolk Bancorp Common Stock | 2,000 | 2,000 | D |