SEC Form 4 · accession 0000754673-15-000070
SUFFOLK BANCORP · SCNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A Gaviola
Director
Period of report
Nov 25, 2015
Accepted (ET)
Nov 30, 2015 · 12:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000754673
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Common Stock | Sep 30, 2015 | L | 101 | $27.75 | A | 7,105 | D | |
| Suffolk Bancorp Common Stock | Oct 28, 2015 | L | 91 | $30.7942 | A | 7,197 | D | |
| Suffolk Bancorp Common Stock | Nov 20, 2015 | L | 95 | $29.57 | A | 7,292 | D | |
| Suffolk Bancorp Common Stock | Nov 25, 2015 | P | 19 | $28.6587 | A | 7,311 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Option | $18.14 | holding | — | — | — | Aug 6, 2014 | Aug 6, 2023 | Suffolk Bancorp Common Stock | 1,667 | 1,667 | D |
| Suffolk Bancorp Option | $18.14 | holding | — | — | — | Aug 6, 2015 | Aug 6, 2023 | Suffolk Bancorp Common Stock | 1,667 | 1,667 | D |
| Suffolk Bancorp Option | $18.14 | holding | — | — | — | Aug 6, 2016 | Aug 6, 2023 | Suffolk Bancorp Common Stock | 1,666 | 1,666 | D |