SEC Form 4 · accession 0000754673-15-000028
SUFFOLK BANCORP · SCNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank D Filipo
Officer — EVP & Chief Operating Officer
Period of report
May 13, 2015
Accepted (ET)
May 14, 2015 · 2:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000754673
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Common Stock | May 13, 2015 | M | 20,000 | $13.44 | A | 29,138 | D | |
| Suffolk Bancorp Common Stock | May 13, 2015 | S | 20,000 | $24.017 | D | 9,138 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Suffolk Bancorp Option | $13.44 | May 13, 2015 | M | 6,667 | D | Mar 29, 2013 | Mar 29, 2022 | Suffolk Bancorp Common Stock | 6,667 | 0 | D |
| Suffolk Bancorp Option | $13.44 | May 13, 2015 | M | 6,667 | D | Mar 29, 2014 | Mar 29, 2022 | Suffolk Bancorp Common Stock | 6,667 | 0 | D |
| Suffolk Bancorp Option | $13.44 | May 13, 2015 | M | 6,666 | D | Mar 29, 2015 | Mar 29, 2022 | Suffolk Bancorp Common Stock | 6,666 | 0 | D |
| Suffolk Bancorp Option | $34.95 | holding | — | — | — | Jan 23, 2007 | Jan 23, 2016 | Suffolk Bancorp Common Stock | 3,000 | 3,000 | D |
| Suffolk Bancorp Option | $32.90 | holding | — | — | — | Jan 29, 2008 | Jan 29, 2017 | Suffolk Bancorp Common Stock | 3,000 | 3,000 | D |
| Suffolk Bancorp Option | $31.18 | holding | — | — | — | Jan 28, 2009 | Jan 28, 2018 | Suffolk Bancorp Common Stock | 2,000 | 2,000 | D |
| Suffolk Bancorp Option | $28.30 | holding | — | — | — | Jan 20, 2010 | Jan 20, 2019 | Suffolk Bancorp Common Stock | 2,000 | 2,000 | D |