SEC Form 4 · accession 0000914851-19-000102
Western Asset Investment Grade Income Fund Inc. · PAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S. Kenneth Leech
Other
Period of report
Nov 1, 2016
Accepted (ET)
Jan 31, 2019 · 9:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000075398
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 1, 2016 | P | 38 | $14.81 | A | 1,169 | I | Trustee of Account |
| Common StockF1 | Apr 17, 2017 | P | 135 | $14.50 | A | 1,304 | I | Trustee of Account |
| Common StockF1 | Dec 17, 2018 | S | 1,304 | $14.105 | D | 0 | I | Trustee of Account |
| Common Stock | holding | — | — | — | 26,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Leech became a trustee of an account in March 2016 which gave him discretionary trading authority of the account. The account held 1,131 shares of PAI at the time of Mr. Leech's appointment. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.